DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Murphy Brown
Feed of 09/15/2026
Also filed as Jim M. Brown
At current firm
0 y
since Jul 22, 2026
In the industry
18 y
since Feb 7, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Jul 22, 2026 · Port Washington, Ny
- Nomura Investment Management Business Trust asset managerApr 20, 2020 to Jul 16, 2026 · Fort Washington, Ny
- Delaware Capital Management Advisers, Inc formerJan 28, 2013 to Apr 20, 2020 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Nomura Investment Management Business Trust to Victory Capital Management Inc.left Jul 16, 2026, registered Jul 22, 2026 (6 days) · Other
- Delaware Capital Management Advisers, Inc to Nomura Investment Management Business Trustleft Apr 20, 2020, registered Apr 20, 2020 (0 days) · corporate re-registration, not a move
Signals
- James Murphy Brown left Nomura Investment Management Business Trust for Victory Capital Management Inc. (registered 2026-07-22)Jul 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address