RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 6, 2026 · Richmond, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedJul 21, 2016 to Jan 2, 2026 · Richmond, Va
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Jan 2, 2026, registered Apr 6, 2026 (94 days) · Affiliated broker-dealer or bank to another
- S•••• S••••••• no longer holds an investment adviser registration (last listed at L•• F•••••••• L•• on the 2026-09-17 feed)Sep 17, 2026 · Advisor registration ended · derived
- S•••• S••••••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2026-04-06)Jan 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address