DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Richard Spangenberg
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Tony Spangenberg
At current firm
10 y
since Sep 8, 2016
In the industry
18 y
since Feb 9, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Savant Wealth Management independent RIA currentsince Sep 8, 2016 · Chicago, Il
- Charles Schwab & Co., Inc. national BDApr 27, 2012 to Sep 13, 2016 · Winnetka, Il
- Td Ameritrade Investment Management, LLC formerDec 23, 2008 to Apr 20, 2012 · Northbrook, Il
- Td Ameritrade, Inc. formerDec 23, 2008 to Apr 20, 2012 · Northbrook, Il
- Edward Jones national BDFeb 21, 2008 to Nov 13, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Savant Wealth Managementleft Sep 13, 2016, registered Sep 8, 2016 (-5 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 20, 2012, registered Dec 23, 2008 (-1214 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Apr 20, 2012, registered Apr 27, 2012 (7 days) · Other
- Edward Jones to Td Ameritrade Investment Management, LLCleft Nov 13, 2008, registered Dec 23, 2008 (40 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address