RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Jul 20, 2026 · San Diego, Ca
- A••••• F•••••••• P•••••••• I••• independent RIAAug 31, 2012 to Jul 20, 2026 · Davenport, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 1, 2011 to Sep 21, 2012 · Clinton, Ia
- L•• F•••••••• L•• BD affiliatedMar 2, 2010 to Mar 14, 2011 · Clinton, Ia
- H••••••••• F•••••••• A••••••• BD affiliatedApr 24, 2008 to Mar 2, 2010 · Grand Rapids, Mi
- A••••• F•••••••• P•••••••• I••• to L•• F•••••••• L••left Jul 20, 2026, registered Jul 20, 2026 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••• F•••••••• P•••••••• I•••left Sep 21, 2012, registered Aug 31, 2012 (-21 days) · Other
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 14, 2011, registered Mar 1, 2011 (-13 days) · Other
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left Mar 2, 2010, registered Mar 2, 2010 (0 days) · Other
- B••• S••••• left A••••• F•••••••• P•••••••• I••• for L•• F•••••••• L•• (registered 2026-07-20)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address