DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Dale Michael Schumaher
At current firm
2 y
since Sep 12, 2024
In the industry
18 y
since Oct 26, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Onedigital institutional currentsince Sep 12, 2024 · Farwell, Mn
- RBC Capital Markets, LLC national BDJul 8, 2020 to Jul 5, 2024 · Minnetonka, Mn
- LPL Financial LLC BD affiliatedJan 20, 2015 to Jul 16, 2020 · Minnetonka, Mn
- Wealthspire Advisors formerJun 20, 2013 to Jan 20, 2015 · Minneapolis, Mn
- Baker Tilly Investment Advisors formerOct 29, 2007 to Jul 8, 2013 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Onedigitalleft Jul 5, 2024, registered Sep 12, 2024 (69 days) · Other
- LPL Financial LLC to RBC Capital Markets, LLCleft Jul 16, 2020, registered Jul 8, 2020 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- Wealthspire Advisors to LPL Financial LLCleft Jan 20, 2015, registered Jan 20, 2015 (0 days) · Other
- Baker Tilly Investment Advisors to Wealthspire Advisorsleft Jul 8, 2013, registered Jun 20, 2013 (-18 days) · Other
Signals
- Dale Michael Schumacher left Rbc Capital Markets, Llc for Onedigital (registered 2024-09-12)Jul 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address