DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Baker Tilly Investment Advisors

Former SEC-registered adviserMadison, WisconsinCRD 111264SEC 801-54994IAPD
Latest filing May 16, 2013
First filing on the tape Mar 27, 2012 · 5 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
16 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.7B as of May 16, 2013
Mar 27, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)17 as of May 16, 2013
Mar 27, 20120 then
Employees (5.A)26 as of May 16, 2013
Dec 18, 201226 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 16, 2013; every figure names its basis
RAUM per advisor
$97.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$633,359derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.1derived8 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,625reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Matthew Bronfman · Directorcontrol
    since 05/2013 · owns less than 5%
  • Lynn Forester De Rothschild · Directorcontrol
    since 05/2013 · owns less than 5%
  • Almog Geva · Directorcontrol
    since 05/2013 · owns less than 5%
  • Eli Goldstein · Directorcontrol
    since 05/2013 · owns less than 5%
  • Roland Steven Parish · Director, Limited Partner, President And Chief Executive Officercontrol
    since 05/2013 · owns 10% to 25%
  • David Brian Powers · Chief Compliance Officer, Chief Operating Officer And Executive Vice Presidentcontrol
    since 03/2006 · owns less than 5%
  • Miles Edgar Jr. Bronfman · Trusteecontrol
    since 03/1989 · owns F of Matthew Bronfman Recipient Pour-Off Trust F/B/O Matthew Bronfman
  • Matthew Bronfman · Membercontrol
    since 12/2003 · owns 75% or more of Ba III Acquisition Co., L.L.C.
  • Matthew Bronfman · Managercontrol
    since 04/2013 · owns F of Bhb Acquisitions LLC
  • Matthew Bronfman · Managercontrol
    since 04/2013 · owns F of Bhb Acquisitions II LLC
  • Matthew Bronfman · Trusteecontrol
    since 03/1989 · owns F of Matthew Bronfman Recipient Pour-Off Trust F/B/O Matthew Bronfman
  • Matthew Bronfman · Managercontrol
    since 04/2013 · owns F of Bronfman E.L. Rothschild Partners LLC
  • Matthew Bronfman · Member/Managercontrol
    since 09/2005 · owns 50% to 75% of Bhb Holdings L.L.C.
  • Almog Geva · Managercontrol
    since 04/2013 · owns F of Bronfman E.L. Rothschild Partners LLC
  • Eli Goldstein · Managercontrol
    since 04/2013 · owns F of Bronfman E.L. Rothschild Partners LLC
  • Yaacov Shulem Fisher · Membercontrol
    since 09/2005 · owns 25% to 50% of Bhb Holdings L.L.C.
Entity owners
  • Belr Partners LP · Limited Partner
    direct · owns 75% or more
  • Bronfman E.L. Rothschild Partners LLC · General Partner
    direct · owns less than 5%
  • Ba III Acquisition Co., LLC · Partner
    indirect · owns 50% to 75% of Bronfman Associates III
  • Bhb Acquisitions II LLC · Member
    indirect · owns 75% or more of Bhb Acquisitions LLC
  • Bhb Acquisitions LLC · Limited Partner
    indirect · owns 25% to 50% of Belr Partners LP
  • Bhb Acquisitions LLC · Member
    indirect · owns 50% to 75% of Bronfman E.L. Rothschild Partners LLC
  • Bhb Holdings L.L.C. · Member
    indirect · owns 25% to 50% of Bhb Acquisitions II LLC
  • Bronfman Associates III · Member
    indirect · owns 25% to 50% of Bhb Acquisitions II LLC
  • Bronfman E.L. Rothschild Partners LLC · General Partner
    indirect · owns F of Belr Partners LP
  • Matthew Bronfman & Edgar Bronfman Jr As Trustees Of Matthew Bronfman Recipient Pour-Off Trust F/B/O Matthew Bronfman · Partner
    indirect · owns 25% to 50% of Bronfman Associates III
  • Rysaffe Fiduciaries Sarl · Trustee
    indirect · owns F of Elr General Investment Trust
  • Rysaffe Fiduciaries Sarl As Trustees Of Elr General Investment Trust · Member
    indirect · owns 50% to 75% of Bronfman E.L. Rothschild Partners LLC
  • Rysaffe Fiduciaries Sarl As Trustees Of Elr General Investment Trust · Limited Partner
    indirect · owns 25% to 50% of Belr Partners LP
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Appleton, WI
  • Chicago, IL
  • Janesville, WI
  • Milwaukee, WI
  • Minneapolis, MN
  • Southfield, MI
  • Vienna, VA
What changed
consecutive filings, newest first
  • Accounts · 2,579 to 2,625
    Dec 18, 2012 to May 16, 2013
  • State-registered IARs · 0 to 17
    Dec 18, 2012 to May 16, 2013
  • Organization form · Limited Liability Company to Limited Partnership
    Dec 18, 2012 to May 16, 2013
  • Discretionary RAUM · $1.3B to $1.6B
    Dec 18, 2012 to May 16, 2013
  • Non-discretionary RAUM · $14.8M to $16.5M
    Dec 18, 2012 to May 16, 2013
  • RAUM · $1.3B to $1.7B
    Dec 18, 2012 to May 16, 2013
  • Related broker-dealer · true to false
    Dec 18, 2012 to May 16, 2013
  • Related insurance company · true to false
    Dec 18, 2012 to May 16, 2013
  • Succession · false to true
    Dec 18, 2012 to May 16, 2013
  • Advisory employees · unset to 16.0
    Aug 28, 2012 to Dec 18, 2012
  • BD registered reps · unset to 14.0
    Aug 28, 2012 to Dec 18, 2012
  • Employees · unset to 26.0
    Aug 28, 2012 to Dec 18, 2012
  • Accounts · 2,483 to 2,579
    Apr 18, 2012 to Aug 28, 2012
  • Discretionary RAUM · $1.2B to $1.3B
    Apr 18, 2012 to Aug 28, 2012
  • Non-discretionary RAUM · $14.3M to $14.8M
    Apr 18, 2012 to Aug 28, 2012
  • RAUM · $1.2B to $1.3B
    Apr 18, 2012 to Aug 28, 2012
Signals
1 dated events
  • Baker Tilly Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
    May 16, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026