RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••• C•••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 2, 2026 · New York, Ny
- M••••• S•••••• wirehouseMay 18, 2016 to Feb 9, 2026 · Purchase, Ny
- B•• M••••• S••••••••• C••••••••• otherFeb 12, 2008 to Jul 30, 2014 · New York, Ny
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 9, 2026, registered Apr 2, 2026 (52 days) · Wirehouse to wirehouse · moved with a team
- B•• M••••• S••••••••• C••••••••• to M••••• S••••••left Jul 30, 2014, registered May 18, 2016 (658 days) · Other
- J••••• C•••••• C••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2026-04-02)Feb 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address