DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren Kathryn Matteo
Feed of 09/15/2026
Also filed as Lauren Kathryn Mason
At current firm
0 y
since Sep 23, 2025
In the industry
18 y
since Jan 10, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blackrock Investment Management, LLC asset manager currentsince Sep 23, 2025 · Minneaopolis, Mn
- Principal Asset Management otherJan 12, 2022 to Sep 8, 2025 · Minneapolis, Mn
- UBS Financial Services Inc. wirehouseFeb 11, 2014 to Jul 24, 2015 · Weehawken, Nj
- Bny Mellon Securities Corporation otherJan 10, 2008 to Nov 8, 2013 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Principal Asset Management to Blackrock Investment Management, LLCleft Sep 8, 2025, registered Sep 23, 2025 (15 days) · Other
- UBS Financial Services Inc. to Principal Asset Managementleft Jul 24, 2015, registered Jan 12, 2022 (2364 days) · Other
- Bny Mellon Securities Corporation to UBS Financial Services Inc.left Nov 8, 2013, registered Feb 11, 2014 (95 days) · Other
Signals
- Lauren Kathryn Matteo left Principal Asset Management for Blackrock Investment Management, Llc (registered 2025-09-23)Sep 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address