RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R•••• R••••••
- F•••• I••••••••• A•••••••• I•• institutional currentsince Dec 5, 2012 · Solana Beach, Ca
- F•••• I••••••••• A•••••••• I•• institutionalNov 17, 2011 to Dec 31, 2011 · Solana Beach, Ca
- L•• F•••••••• L•• BD affiliatedSep 30, 2011 to Oct 28, 2015 · Solana Beach, Ca
- G••••• S••••••••• I••• formerAug 9, 2010 to Oct 4, 2011 · Encinitas, Ca
- L•• F•••••••• L•• to F•••• I••••••••• A•••••••• I••left Oct 28, 2015, registered Nov 17, 2011 (-1441 days) · Other
- G••••• S••••••••• I••• to L•• F•••••••• L••left Oct 4, 2011, registered Sep 30, 2011 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address