DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• H••••• B••••

B•••• H••• P•••••• A•••••••formerNewton, MaIA-onlyIAPD 5452396

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• B••••

At current firm

3 y

since Aug 28, 2023

In the industry

18 y

since Jan 12, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/jared-h-brock-cfp%C2%AE-73438aareportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

B•••• H••• P•••••• A••••••• former current
since Aug 28, 2023 · Newton, Ma
E•••••••• A•••••••• L•• national BD
Jan 26, 2021 to Sep 19, 2023 · Wellesley, Ma
C••••••• S••••••••• I••• BD affiliated
Mar 22, 2018 to Jan 26, 2021 · Lexington, Ma
T•••• B••••••• F•••••••• A•••••••• I••• independent RIA
Aug 23, 2016 to May 24, 2017 · Hampton, Nh
M•••••••• • C••••••• I••• former
Jul 9, 2013 to Oct 27, 2016 · Hampton, Nh
S•••••••• A••••••• L•• national BD
Dec 7, 2012 to Jul 31, 2013 · Seal Beach, Ca
C•••• I••••••••• S••••••• C•••• former
Nov 17, 2011 to Jan 18, 2012 · La Jolla, Ca
E•••••• C•••••• M••••••••• L•• former
Jun 8, 2011 to Jun 20, 2011 · Arlington, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 14, 2011 to Apr 27, 2011 · Los Angeles, Ca
L•• F•••••••• L•• BD affiliated
Apr 22, 2010 to Jun 29, 2010 · San Diego, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jul 21, 2008 to Mar 18, 2009 · Waltham, Ma
C••••• A•••••• N••••••• L•• former
Feb 1, 2008 to Jun 17, 2008 · Marlborough, Ma

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to B•••• H••• P•••••• A•••••••
left Sep 19, 2023, registered Aug 28, 2023 (-22 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C••••••• S••••••••• I••• to E•••••••• A•••••••• L••
left Jan 26, 2021, registered Jan 26, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
T•••• B••••••• F•••••••• A•••••••• I••• to C••••••• S••••••••• I•••
left May 24, 2017, registered Mar 22, 2018 (302 days) · Other
M•••••••• • C••••••• I••• to T•••• B••••••• F•••••••• A•••••••• I•••
left Oct 27, 2016, registered Aug 23, 2016 (-65 days) · Other · moved with a team
S•••••••• A••••••• L•• to M•••••••• • C••••••• I•••
left Jul 31, 2013, registered Jul 9, 2013 (-22 days) · Other
C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••
left Jan 18, 2012, registered Dec 7, 2012 (324 days) · Other
E•••••• C•••••• M••••••••• L•• to C•••• I••••••••• S••••••• C••••
left Jun 20, 2011, registered Nov 17, 2011 (150 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••
left Apr 27, 2011, registered Jun 8, 2011 (42 days) · Other
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 29, 2010, registered Feb 14, 2011 (230 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 18, 2009, registered Apr 22, 2010 (400 days) · Other
C••••• A•••••• N••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jun 17, 2008, registered Jul 21, 2008 (34 days) · Other

Signals

J•••• H••••• B•••• left E•••••••• A•••••••• L•• for B•••• H••• P•••••• A••••••• (registered 2023-08-28)
Sep 19, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address