DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jose Maria Minoru Jimenez
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jose Maria Minoru Jimenez
At current firm
5 y
since Nov 12, 2020
In the industry
18 y
since Nov 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 12, 2020 · Mililani, Hi
- First Allied Advisory Services, Inc. formerMar 17, 2020 to Nov 12, 2020 · Honolulu, Hi
- Edward Jones national BDJan 30, 2008 to Nov 25, 2019 · Waipahu, Hi
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- Edward Jones to First Allied Advisory Services, Inc.left Nov 25, 2019, registered Mar 17, 2020 (113 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address