DFX Intelligence
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Registered advisor
A•••• K•••• P••••
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••independent RIAVirginia Beach, Va dual registrantIAPD 5453203
Feed of 09/15/2026
At current firm
11 y
since Sep 15, 2015
In the industry
14 y
since Jun 16, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Sep 15, 2015 · Virginia Beach, Va
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 1, 2013 to Sep 29, 2015 · Hurst, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Sep 29, 2015, registered Sep 15, 2015 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address