DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• P••••••• • W••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 25, 2024 · 7 filings
SEC status approved since Jul 24, 2024
RAUM
$119M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
89%
$106M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$29.9M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$119M as of Mar 30, 2026
Jan 9, 2025$68.1M then
HNW client RAUM$68.7M as of Mar 30, 2026
Jan 9, 2025$6.6M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Jan 9, 20253 then
Employees (5.A)7 as of Mar 30, 2026
Jan 9, 20255 then
Private funds: no history
RAUM +49% over the last fiscal yearIARs 3 to 4offices 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $29.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $255,139derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $106M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$68.7M58%
- Individuals$37.3M31%
- Pension and profit-sharing plans$13.4M11%
- Individual clients
- 104reported
- HNW clients
- 32reported
- Pension plan clients
- 33reported
- Charitable clients
- 0reported
- Accounts
- 468reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $106M for 130 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• F•••• C•••••Certified Financial Planner | Westfield, In | Jan 9, 2025 | 18 y | 3 |
| K••••••• S••••••••Certified Financial Planner | Pittsburgh, Pa | Jan 10, 2025 | 10 y | 1 |
| J••• R••••• B•••••••Certified Financial Planner | College Station, Tx | Jan 10, 2025 | 19 y | 3 |
| D•••• M•••••• F•••••• | Westfield, In | Mar 18, 2026 | 12 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- J•••• N•• L•••• to V•••••• W••••• A•••••••Dec 17, 2025 · RIA to RIA
- K••• A•••••••• D•••• to S•••••••• A•••••••• L••Feb 15, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• M•••••• F•••••• from W•••• F•••• A•••••••Mar 18, 2026 · Wirehouse to independent RIA
- J••• R••••• B••••••• from B••••• F•••••••• A•••••••Sep 21, 2021 · RIA to RIA
- K••• A•••••••• D•••• from C•••••• S••••• • C••• I•••May 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- A••• F•••• C••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Feb 21, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• A•••• F•••• · Managing Member/Chief Compliance Officercontrolsince 11/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westfield, In | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $80,397,503 to $119,404,994 (+49.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 405 to 468Dec 17, 2025 to Mar 30, 2026
- Advisory employees · 3 to 4Dec 17, 2025 to Mar 30, 2026
- HNW clients · 31 to 32Dec 17, 2025 to Mar 30, 2026
- Individual clients · 102 to 104Dec 17, 2025 to Mar 30, 2026
- Pension plan clients · 0 to 33Dec 17, 2025 to Mar 30, 2026
- Assets in custody · $80.4M to $106MDec 17, 2025 to Mar 30, 2026
- Employees · 5 to 7Dec 17, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 4Dec 17, 2025 to Mar 30, 2026
- Other offices · 2 to 3Dec 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $80.3M to $103MDec 17, 2025 to Mar 30, 2026
- HNW RAUM · $48.5M to $68.7MDec 17, 2025 to Mar 30, 2026
- Individual RAUM · $31.9M to $37.3MDec 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $59,244 to $16.0MDec 17, 2025 to Mar 30, 2026
- Pension RAUM · $0 to $13.4MDec 17, 2025 to Mar 30, 2026
- RAUM · $80.4M to $119MDec 17, 2025 to Mar 30, 2026
- Advisory employees · 4 to 3Jun 26, 2025 to Dec 17, 2025
- Employees · 6 to 5Jun 26, 2025 to Dec 17, 2025
- State-registered IARs · 4 to 3Jun 26, 2025 to Dec 17, 2025
- Other offices · 3 to 2Jun 26, 2025 to Dec 17, 2025
- Advisory employees · 3 to 4Mar 28, 2025 to Jun 26, 2025
- Employees · 5 to 6Mar 28, 2025 to Jun 26, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2025 to Jun 26, 2025
- State-registered IARs · 3 to 4Mar 28, 2025 to Jun 26, 2025
- Other offices · 2 to 3Mar 28, 2025 to Jun 26, 2025
- Accounts · 393 to 405Jan 9, 2025 to Mar 28, 2025
- HNW clients · unset to 31.0Jan 9, 2025 to Mar 28, 2025
- Individual clients · 123 to 102Jan 9, 2025 to Mar 28, 2025
- Assets in custody · unset to 80397503.0Jan 9, 2025 to Mar 28, 2025
- Custody of client assets · false to trueJan 9, 2025 to Mar 28, 2025
- Discretionary RAUM · $68.1M to $80.3MJan 9, 2025 to Mar 28, 2025
- HNW RAUM · $6.6M to $48.5MJan 9, 2025 to Mar 28, 2025
- Individual RAUM · $61.5M to $31.9MJan 9, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $59,244Jan 9, 2025 to Mar 28, 2025
- RAUM · $68.1M to $80.4MJan 9, 2025 to Mar 28, 2025
- HQ city · unset to Oct 9, 2024 to Jan 9, 2025
- HQ state · unset to Oct 9, 2024 to Jan 9, 2025
- Advisory activities · 3 to 4Jun 25, 2024 to Oct 9, 2024
Signals
2 dated events
- J•••• N•• L•••• left I••••••••• P••••••• • W••••• M••••••••• L•• for V•••••• W••••• A••••••• (registered 2026-04-06)Dec 17, 2025 · Advisor changed firm · fact
- I••••••••• P••••••• • W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-706-4748reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 317-853-6778reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- integratedpwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (317) 706-4748reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- integratedpwm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026