RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A• D••••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 14, 2026 · Milwaukee, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 29, 2016 to Apr 10, 2024 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerFeb 10, 2010 to Dec 31, 2014 · Menomonee Falls, Wi
- N••••••••• M••••• I••••••••• S••••••••• to R••••• W• B•••• • C•• I•••••••••left Apr 10, 2024, registered Sep 14, 2026 (887 days) · Other
- A•••••••• F•••• M••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Dec 31, 2014, registered Mar 29, 2016 (454 days) · Other
- K•••• A• D•••••••• registered as an investment adviser representative at R••••• W• B•••• • C•• I•••••••••Sep 14, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address