RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• B•••••••••
- H•••••••• P••••••• P••••••• independent RIA currentsince Dec 8, 2021 · St. Charles, Il
- H•••••••• A•••••• G••••• L•• formerMar 10, 2014 to Dec 31, 2021 · St. Charles, Il
- C•• F•••••••• G••••• I••• state registeredNov 1, 2011 to Dec 4, 2015 · Glen Ellyn, Il
- W•••• E••••• G••••• I••• BD affiliatedJan 9, 2008 to Mar 7, 2014 · Geneva, Il
- H•••••••• A•••••• G••••• L•• to H•••••••• P••••••• P•••••••left Dec 31, 2021, registered Dec 8, 2021 (-23 days) · corporate re-registration, not a move
- C•• F•••••••• G••••• I••• to H•••••••• A•••••• G••••• L••left Dec 4, 2015, registered Mar 10, 2014 (-634 days) · Other
- W•••• E••••• G••••• I••• to C•• F•••••••• G••••• I•••left Mar 7, 2014, registered Nov 1, 2011 (-857 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address