DFX Intelligence
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Registered advisor
R•••••• D•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•••••• C••• D••••••••• C••• D••••••••• C• D•••••••••
At current firm
1 y
since May 15, 2025
In the industry
18 y
since Dec 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 15, 2025 · Springfield, Or
- W•••• F•••• A••••••• wirehouseAug 7, 2024 to May 15, 2025 · Eugene, Or
- E••••• J•••• national BDFeb 14, 2008 to Aug 8, 2024 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 15, 2025, registered May 15, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left Aug 8, 2024, registered Aug 7, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedAug 8, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address