RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• W••••• W•••••••
- W••••••• C•••••• independent RIA currentsince Jan 1, 2025 · Rogers, Ar
- E•••••••• A•••••••• L•• national BDJun 13, 2011 to Nov 21, 2023 · Rogers, Ar
- E••••• J•••• national BDFeb 20, 2008 to Jun 14, 2011 · Bentonville, Ar
- E•••••••• A•••••••• L•• to W••••••• C••••••left Nov 21, 2023, registered Jan 1, 2025 (407 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E••••• J•••• to E•••••••• A•••••••• L••left Jun 14, 2011, registered Jun 13, 2011 (-1 days) · Affiliated broker-dealer or bank to another
- D•• W••••• W••••••• left E•••••••• A•••••••• L•• for W••••••• C•••••• (registered 2025-01-01)Nov 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address