DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• D•••• M•••

R••••••••• P••• A•••••••• L••mixed wealthTampa, Fl dual registrantIAPD 5463664

Feed of 09/15/2026

Also filed as E•••• D•••• M•••

At current firm

0 y

since Jan 13, 2026

In the industry

17 y

since Sep 26, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• P••• A•••••••• L•• mixed wealth current
since Jan 13, 2026 · Chicago, Il
B•••• W•••••• L•• i••••••••• wealth
Jan 8, 2025 to Jan 9, 2026 · Tampa, Fl
B•••• W•••••• L•• former
Feb 3, 2023 to Dec 31, 2024 · Tampa, Fl
T•• P•••••• F•••••••• G••••• I••• i••••••••• wealth
Aug 25, 2021 to Dec 31, 2022 · Tampa, Fl
I••••••••• F•••••••• P••••••• BD affiliated
Mar 4, 2010 to Apr 3, 2023 · Tampa, Fl
O••••••••• • C•• I••• BD affiliated
Feb 13, 2009 to Feb 17, 2010 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 23, 2008 to Feb 9, 2009 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

B•••• W•••••• L•• to R••••••••• P••• A•••••••• L••
left Jan 9, 2026, registered Jan 13, 2026 (4 days) · RIA to RIA
B•••• W•••••• L•• to B•••• W•••••• L••
left Dec 31, 2024, registered Jan 8, 2025 (8 days) · channel change inside one enterprise, not a move · moved with a team
I••••••••• F•••••••• P••••••• to T•• P•••••• F•••••••• G••••• I•••
left Apr 3, 2023, registered Aug 25, 2021 (-586 days) · Affiliated broker-dealer or bank to independent RIA
T•• P•••••• F•••••••• G••••• I••• to B•••• W•••••• L••
left Dec 31, 2022, registered Feb 3, 2023 (34 days) · RIA to RIA · moved with a team
O••••••••• • C•• I••• to I••••••••• F•••••••• P•••••••
left Feb 17, 2010, registered Mar 4, 2010 (15 days) · Other
A••••••••• F•••••••• S•••••••• L•• to O••••••••• • C•• I•••
left Feb 9, 2009, registered Feb 13, 2009 (4 days) · Other

Signals

E•••• D•••• M••• left B•••• W•••••• L•• for R••••••••• P••• A•••••••• L•• (registered 2026-01-13)
Jan 9, 2026 · Advisor changed firm · fact
E•••• D•••• M••• left I••••••••• F•••••••• P••••••• for T•• P•••••• F•••••••• G••••• I••• (registered 2021-08-25)
Apr 3, 2023 · Advisor changed firm · fact
E•••• D•••• M••• left T•• P•••••• F•••••••• G••••• I••• for B•••• W•••••• L•• (registered 2023-02-03)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address