DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Claudia Louise Hubbs

Steward Partners Investment Advisory, LLCBD affiliatedStamford, Ct dual registrantIAPD 5464065

Feed of 09/15/2026

Also filed as Claudia Louise Stevens

At current firm

0 y

since Feb 5, 2026

In the industry

18 y

since Dec 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Steward Partners Investment Advisory, LLC BD affiliated current
since Feb 5, 2026 · Stamford, Ct
Raymond James & Associates, Inc. national BD
Jul 15, 2020 to Feb 3, 2026 · Melbourne, Fl
Td Ameritrade, Inc. former
Feb 28, 2018 to Sep 11, 2019 · Melbourne, Fl
Td Ameritrade Investment Management, LLC former
Feb 26, 2018 to Sep 11, 2019 · Omaha, Ne
Scottrade Investment Management former
Sep 25, 2017 to Feb 26, 2018 · Melbourne, Fl

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Steward Partners Investment Advisory, LLC
left Feb 3, 2026, registered Feb 5, 2026 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Sep 11, 2019, registered Feb 28, 2018 (-560 days) · corporate re-registration, not a move
Td Ameritrade, Inc. to Raymond James & Associates, Inc.
left Sep 11, 2019, registered Jul 15, 2020 (308 days) · Other
Scottrade Investment Management to Td Ameritrade Investment Management, LLC
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

Claudia Louise Hubbs left Raymond James & Associates, Inc. for Steward Partners Investment Advisory, Llc (registered 2026-02-05)
Feb 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address