DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••••• F•••••• S••••

U••• B•••••• A•••••••• L••BD affiliatedPalm Beach, Fldual registrantIAPD 5464232

Feed of 09/14/2026

Also filed as J•••••• F S••••

At current firm

0 y

since Feb 17, 2026

In the industry

13 y

since May 3, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 17, 2026 · Palm Beach, Fl
U••• B•••••• I••••••••• I••• former
Sep 18, 2018 to Feb 14, 2026 · Palm Beach, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 7, 2016 to Jul 3, 2018 · Palm Beach, Fl
S••••••• I••••••••• S•••••••• I••• former
Aug 17, 2015 to Dec 31, 2016 · Palm Beach, Fl
F•••• T•••• S••••••••• I••• BD affiliated
May 8, 2013 to Aug 10, 2015 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 14, 2026, registered Feb 17, 2026 (3 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••
left Jul 3, 2018, registered Sep 18, 2018 (77 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Nov 7, 2016 (-54 days) · corporate re-registration, not a move
F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Aug 10, 2015, registered Aug 17, 2015 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address