DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• A• W•••••••

C••••• I••••••••• A••••••• L••BD affiliatedSouthfield, Midual registrantIAPD 5464427

Feed of 09/14/2026

Also filed as B••••• Ann Whaley

At current firm

0 y

since Mar 4, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 4, 2026 · Southfield, Mi
J••• M••••• S••••••••• L•• wirehouse
May 5, 2025 to Feb 22, 2026 · Bloomfield Hills, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 21, 2024 to Apr 21, 2025 · Grand Blanc, Mi
J••• M••••• S••••••••• L•• wirehouse
Dec 2, 2022 to May 28, 2024 · Flint, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 16, 2021 to Nov 28, 2022 · Bloomfield Hills, Mi
F•••• T•••• S••••••••• I••• BD affiliated
Aug 28, 2020 to May 21, 2021 · Royal Oak, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Feb 22, 2026, registered Mar 4, 2026 (10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Apr 21, 2025, registered May 5, 2025 (14 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 28, 2024, registered Jun 21, 2024 (24 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 28, 2022, registered Dec 2, 2022 (4 days) · Wirehouse to wirehouse
F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 21, 2021, registered Jul 16, 2021 (56 days) · Affiliated broker-dealer or bank to wirehouse

Signals

B••••• A• W••••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-03-04)
Feb 22, 2026 · Advisor changed firm · fact
B••••• A• W••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-05-05)
Apr 21, 2025 · Advisor changed firm · fact
B••••• A• W••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-06-21)
May 28, 2024 · Advisor changed firm · fact
B••••• A• W••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-12-02)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address