DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Y••••• M• B•••

A•••••••••state registeredSan Antonio, TxIA-onlyIAPD 5464486

Feed of 09/14/2026

Also filed as Y••••• M. B•••

At current firm

1 y

since Nov 15, 2024

In the industry

18 y

since Dec 27, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• state registered current
since Nov 15, 2024 · San Antonio, Tx
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 6, 2022 to Nov 26, 2024 · San Antonio, Tx
O•••• F•• I••• former
May 12, 2014 to Apr 22, 2022 · San Antonio, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jan 24, 2008 to May 13, 2014 · Universal City, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••••••
left Nov 26, 2024, registered Nov 15, 2024 (-11 days) · Affiliated broker-dealer or bank to a state-registered adviser
O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 22, 2022, registered Apr 6, 2022 (-16 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to O•••• F•• I•••
left May 13, 2014, registered May 12, 2014 (-1 days) · Other

Signals

Y••••• M• B••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for Assetfusion (registered 2024-11-15)
Nov 26, 2024 · Advisor changed firm · fact
Y••••• M• B••• left O•••• F•• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-04-06)
Apr 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address