RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• W•••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 28, 2025 · Greenwood Village, Co
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 6, 2013 to Jan 9, 2014 · Stamford, Ct
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 14, 2012 to Feb 20, 2013 · New York, Ny
- E•••••••• A•••••••• L•• national BDMar 4, 2011 to Jan 25, 2012 · New York, Ny
- M•• I•••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••left Jan 9, 2014, registered May 28, 2025 (4157 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Feb 20, 2013, registered Jun 6, 2013 (106 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 25, 2012, registered Mar 14, 2012 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address