DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• A••• R••••••

V••••••••• A••••••• S•••••••BD affiliatedIrvine, Ca dual registrantIAPD 5465186

Feed of 09/14/2026

Also filed as Chris A••• R••••••

At current firm

0 y

since Oct 10, 2025

In the industry

18 y

since Jul 16, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••••• A••••••• S••••••• BD affiliated current
since Oct 10, 2025 · Irvine, Ca
S•••• W••••• M••••••••• L•• BD affiliated
Oct 20, 2017 to Oct 31, 2025 · Irvine, Ca
E••••• J•••• national BD
Jun 25, 2015 to Apr 24, 2017 · St. Louis, Mo
R•• F•••••••• N•••••• independent RIA
Jun 22, 2011 to Feb 3, 2015 · O'Fallon, Il
E••••• J•••• national BD
Jul 24, 2008 to May 11, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

S•••• W••••• M••••••••• L•• to V••••••••• A••••••• S•••••••
left Oct 31, 2025, registered Oct 10, 2025 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to S•••• W••••• M••••••••• L••
left Apr 24, 2017, registered Oct 20, 2017 (179 days) · Other
R•• F•••••••• N•••••• to E••••• J••••
left Feb 3, 2015, registered Jun 25, 2015 (142 days) · Other
E••••• J•••• to R•• F•••••••• N••••••
left May 11, 2011, registered Jun 22, 2011 (42 days) · Other

Signals

C••••••••• A••• R•••••• left S•••• W••••• M••••••••• L•• for V••••••••• A••••••• S••••••• (registered 2025-10-10)
Oct 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address