RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B••••••• S••••
- O••••••••• institutional currentsince Jun 1, 2020 · Franklin, Tn
- G••••• R••••••••• P••••••• L•• institutionalOct 18, 2018 to Jul 1, 2020 · Nashville, Tn
- L•• F•••••••• L•• BD affiliatedOct 8, 2013 to Jul 6, 2020 · Nashville, Tn
- N•• A•••••• S•••••••• L•• formerFeb 11, 2008 to Oct 9, 2013 · Nashville, Tn
- L•• F•••••••• L•• to G••••• R••••••••• P••••••• L••left Jul 6, 2020, registered Oct 18, 2018 (-627 days) · Other
- G••••• R••••••••• P••••••• L•• to O•••••••••left Jul 1, 2020, registered Jun 1, 2020 (-30 days) · Other
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Oct 9, 2013, registered Oct 8, 2013 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address