RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 30, 2019 · Conway, Ar
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jun 22, 2018 to Sep 5, 2019 · Russellville, Ar
• I••••••••• P••••••••• I••• former
  Mar 28, 2012 to Sep 24, 2018 · San Antonio, Tx
• E••••• J•••• national BD
  Mar 12, 2008 to Mar 29, 2012 · Little Rock, Ar

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Sep 5, 2019, registered Aug 30, 2019 (-6 days) · Affiliated broker-dealer or bank to another
• I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 24, 2018, registered Jun 22, 2018 (-94 days) · corporate re-registration, not a move
• E••••• J•••• to I••••••••• P••••••••• I•••
  left Mar 29, 2012, registered Mar 28, 2012 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address