RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M••••••• S••••••
- C•••••••• S•••••• W••••• M••••••••• state registered currentsince Oct 27, 2022 · Seminole, Fl
- C• D•••• P•••••• W•••••• L•• formerJul 30, 2012 to Aug 23, 2022 · St. Petersburg, Fl
- C• D•••• P•••••• W•••••• L•• to C•••••••• S•••••• W••••• M•••••••••left Aug 23, 2022, registered Oct 27, 2022 (65 days) · RIA to a state-registered adviser
- C•••••••• M••••••• S•••••• left C• D•••• P•••••• W•••••• L•• for C•••••••• S•••••• W••••• M••••••••• (registered 2022-10-27)Aug 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address