DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ci Doyle Private Wealth, LLC

Former SEC-registered adviserSt. Petersburg, FloridaCRD 134503SEC 801-64034IAPD
Legal name Doyle Wealth Management, LLC
Latest filing Mar 1, 2023
First filing on the tape Feb 7, 2012 · 69 filings
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$1.6B as of Mar 9, 2022
Feb 7, 2012$306M then
HNW client RAUM$1.3B as of Mar 9, 2022
Jan 30, 2018$584M then
State-registered IARs (5.B.3)12 as of Mar 9, 2022
Feb 20, 20136 then
Employees (5.A)20 as of Mar 9, 2022
Feb 20, 201312 then
Private funds: no history
RAUM +29% over the last fiscal year+24% a year over threeIARs 14 to 12
Practice profile
derived from the filing of Mar 1, 2023; every figure names its basis
RAUM per advisor
$135MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
83derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$640,012derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
-14%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$17.1M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B81%
  • Individuals$299M18%
  • Corporations and businesses$10.0M0.6%
  • Charitable organizations$1.3M0.1%
  • Insurance companies$445,9570.0%
Individual clients
569reported
HNW clients
426reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2,534reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$17.1M for 11 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Duggan Jillian Doyle · Secretarycontrol
      since 03/2005 · owns less than 5%
    • Kenneth Robert Doyle · Presidentcontrol
      since 03/2005 · owns less than 5%
    • Triston Larry Nakamura · Chief Compliance Officer
      since 07/2022 · owns less than 5%
    • B Todd Youngs · Compliance Officer
      since 05/2022 · owns less than 5%
    Entity owners
    • Ci Private Wealth, LLC · Owner
      direct · owns 75% or more
    • Ci Financial Corp. · Owner
      indirect · owns 75% or more of Ci US Holdings, Inc · public reporting company
    • Ci US Holdings, Inc · Owner
      indirect · owns 75% or more of Cipw Holdings, LLC
    • Ci US, LLC · Owner
      indirect · owns 75% or more of Cipw Holdings, LLC
    • Cipw Holdings, LLC · Owner
      indirect · owns 75% or more of Ci Private Wealth, LLC
    Related persons
    Schedule D 7.A
    • Corient
      investment adviseryRAUM $165B
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Jul 29, 2022 to Nov 30, 2022
    • Advisory activities · 5 to 6
      May 10, 2022 to Jul 29, 2022
    • Business name · DOYLE WEALTH MANAGEMENT, LLC to CI DOYLE PRIVATE WEALTH, LLC
      Mar 9, 2022 to Mar 11, 2022
    • Accounts · 2,253 to 2,534
      Jan 5, 2022 to Mar 9, 2022
    • Advisory employees · 12 to 14
      Jan 5, 2022 to Mar 9, 2022
    • HNW clients · 335 to 426
      Jan 5, 2022 to Mar 9, 2022
    • Individual clients · 563 to 569
      Jan 5, 2022 to Mar 9, 2022
    • Assets in custody · $13.1M to $17.1M
      Jan 5, 2022 to Mar 9, 2022
    • Custody of client assets · false to true
      Jan 5, 2022 to Mar 9, 2022
    • State-registered IARs · 11 to 12
      Jan 5, 2022 to Mar 9, 2022
    • Discretionary RAUM · $1.3B to $1.6B
      Jan 5, 2022 to Mar 9, 2022
    • HNW RAUM · $952M to $1.3B
      Jan 5, 2022 to Mar 9, 2022
    • Individual RAUM · $296M to $299M
      Jan 5, 2022 to Mar 9, 2022
    • Non-discretionary RAUM · $0 to $6.8M
      Jan 5, 2022 to Mar 9, 2022
    • RAUM · $1.3B to $1.6B
      Jan 5, 2022 to Mar 9, 2022
    • Advisory employees · 13 to 12
      Aug 10, 2021 to Sep 10, 2021
    • Employees · 21 to 20
      Aug 10, 2021 to Sep 10, 2021
    • State-registered IARs · 13 to 11
      Aug 10, 2021 to Sep 10, 2021
    • Advisory employees · 14 to 13
      Jun 9, 2021 to Jul 14, 2021
    • Employees · 22 to 21
      Jun 9, 2021 to Jul 14, 2021
    • State-registered IARs · 14 to 13
      Jun 9, 2021 to Jul 14, 2021
    • Accounts · 2,131 to 2,253
      Jan 18, 2021 to Mar 3, 2021
    • Corporate clients · 3.0 to unset
      Jan 18, 2021 to Mar 3, 2021
    • HNW clients · 325 to 335
      Jan 18, 2021 to Mar 3, 2021
    • Individual clients · 531 to 563
      Jan 18, 2021 to Mar 3, 2021
    • Assets in custody · $14.0M to $13.1M
      Jan 18, 2021 to Mar 3, 2021
    • Financial planning clients · 0 to 101-250
      Jan 18, 2021 to Mar 3, 2021
    • State-registered IARs · 13 to 14
      Jan 18, 2021 to Mar 3, 2021
    • Discretionary RAUM · $1.1B to $1.3B
      Jan 18, 2021 to Mar 3, 2021
    • HNW RAUM · $819M to $952M
      Jan 18, 2021 to Mar 3, 2021
    • Individual RAUM · $257M to $296M
      Jan 18, 2021 to Mar 3, 2021
    • Non-discretionary RAUM · $11.6M to $0
      Jan 18, 2021 to Mar 3, 2021
    • RAUM · $1.1B to $1.3B
      Jan 18, 2021 to Mar 3, 2021
    • Business name · DOYLE WEALTH MANAGEMENT, INC. to DOYLE WEALTH MANAGEMENT, LLC
      Dec 21, 2020 to Jan 18, 2021
    • Legal name · DOYLE WEALTH MANAGEMENT, INC. to DOYLE WEALTH MANAGEMENT, LLC
      Dec 21, 2020 to Jan 18, 2021
    • Succession · true to false
      Dec 21, 2020 to Jan 18, 2021
    • Organization form · Corporation to Limited Liability Company
      Oct 12, 2020 to Dec 21, 2020
    • Succession · false to true
      Oct 12, 2020 to Dec 21, 2020
    • Advisory employees · 15 to 14
      Jul 13, 2020 to Oct 12, 2020
    • Employees · 23 to 22
      Jul 13, 2020 to Oct 12, 2020
    Signals
    17 dated events
    • James Joseph Mcginty left Ci Doyle Private Wealth, Llc for Corient (registered 2022-12-15)
      Mar 31, 2023 · Advisor changed firm · fact
    • Dylan Robert Kesterson left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Amy Lynn Powell left Ci Doyle Private Wealth, Llc for Corient (registered 2022-12-14)
      Mar 31, 2023 · Advisor changed firm · fact
    • Joseph Robert Cuda left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Daniel Thomas Gaukel left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Michael James Neill left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Christopher Ryan Jay left Ci Doyle Private Wealth, Llc for Corient (registered 2022-12-14)
      Mar 31, 2023 · Advisor changed firm · fact
    • Steven Cantillo left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Konstantin Bystritsky left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • Todd B Youngs left Ci Doyle Private Wealth, Llc for Corient (registered 2025-01-01)
      Mar 31, 2023 · Advisor changed firm · fact
    • Andrew R Lundin left Ci Doyle Private Wealth, Llc for Corient (registered 2022-12-14)
      Mar 31, 2023 · Advisor changed firm · fact
    • Brian Nmi Munoz left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)
      Mar 31, 2023 · Advisor changed firm · fact
    • CI Doyle Private Wealth, LLC's advisors moved to Corient (ST Petersburg, FL): 12 of 12 registered, on the same day
      Mar 31, 2023 · Firm absorbed (people side) · derived
    • Cassandra Michelle Smalley left Ci Doyle Private Wealth, Llc for Cassandra Smalley Wealth Management (registered 2022-10-27)
      Aug 23, 2022 · Advisor changed firm · fact
    • Ci Doyle Private Wealth, Llc reported RAUM $1.6B, up 29% from $1.3B (2022-01-05 to 2022-03-09)
      Mar 9, 2022 · RAUM change · derived
    • Doyle Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Dec 21, 2020 · Succession (Item 4) · fact
    • Ci Doyle Private Wealth, Llc reported RAUM $1.1B, up 28% from $853.3M (2019-12-04 to 2020-02-25)
      Feb 25, 2020 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026