RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Oct 2, 2025 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• mixed wealthMar 12, 2025 to Sep 29, 2025 · Miami, Fl
- M••••• S•••••• wirehouseApr 11, 2017 to Feb 27, 2025 · Miami, Fl
- E•• P•••••• W••••• M••••••••• ••••••••• C•••• to M••••• S••••••left Sep 29, 2025, registered Oct 2, 2025 (3 days) · RIA to wirehouse
- M••••• S•••••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••left Feb 27, 2025, registered Mar 12, 2025 (13 days) · Wirehouse to independent RIA
- D•••• J• M•••••• left E•• P•••••• W••••• M••••••••• ••••••••• C•••• for M••••• S•••••• (registered 2025-10-02)Sep 29, 2025 · Advisor changed firm · fact
- D•••• J• M•••••• left M••••• S•••••• for E•• P•••••• W••••• M••••••••• ••••••••• C•••• (registered 2025-03-12)Feb 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address