RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• R••• K••••
- A•••• F•••••••• N••••••••• I••• state registered currentsince May 9, 2019 · Lititz, Pa
- R•••••• • A••••••••• independent RIAOct 26, 2015 to Feb 8, 2019 · Lancaster, Pa
- L••••• F•••••••• R••••••••• I••• formerJul 12, 2011 to Jun 26, 2015 · Media, Pa
- M• H••••••• S••••••••• I••• BD affiliatedJun 24, 2008 to Jan 12, 2010 · Berwyn, Pa
- R•••••• • A••••••••• to A•••• F•••••••• N••••••••• I•••left Feb 8, 2019, registered May 9, 2019 (90 days) · RIA to a state-registered adviser
- L••••• F•••••••• R••••••••• I••• to R•••••• • A•••••••••left Jun 26, 2015, registered Oct 26, 2015 (122 days) · Other
- M• H••••••• S••••••••• I••• to L••••• F•••••••• R••••••••• I•••left Jan 12, 2010, registered Jul 12, 2011 (546 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address