RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• B•••• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 14, 2026 · Orlando, Fl
- S•••••• S••••••••• I••• BD affiliatedJun 18, 2019 to Aug 11, 2026 · Orlando F, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 15, 2018 to Jun 11, 2019 · Jacksonville, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 4, 2017 to Nov 29, 2017 · Jacksonville, Fl
- S•••••• S••••••••• I••• to L•• F•••••••• L••left Aug 11, 2026, registered Sep 14, 2026 (34 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to S•••••• S••••••••• I•••left Jun 11, 2019, registered Jun 18, 2019 (7 days) · Affiliated broker-dealer or bank to another
- D••••• B•••• S•••••• registered as an investment adviser representative at L•• F•••••••• L••Sep 14, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address