DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Dallas Shipp
Feed of 09/14/2026
Also filed as Christopher Shipp
At current firm
12 y
since Jan 21, 2014
In the industry
18 y
since Apr 11, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jan 21, 2014 · Texarkana, Tx
- Morgan Keegan & Company, LLC formerMar 8, 2012 to Mar 31, 2012 · Texarkana, Tx
- Edward Jones national BDApr 15, 2008 to Mar 23, 2010 · Fayetteville, Ar
Moves
a registration end followed by a registration begin elsewhere
- Morgan Keegan & Company, LLC to Cetera Investment Advisers LLCleft Mar 31, 2012, registered Jan 21, 2014 (661 days) · Other
- Edward Jones to Morgan Keegan & Company, LLCleft Mar 23, 2010, registered Mar 8, 2012 (716 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address