RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• J••• L•••
- P•••••• A•••••••• L•• state registered currentsince Sep 8, 2026 · Fallbrook, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedJan 31, 2012 to Jul 24, 2018 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 1, 2011 to Feb 2, 2012 · Escondido, Ca
- I••••••••• F•••••••• G••••• L•• to P•••••• A•••••••• L••left Jul 24, 2018, registered Sep 8, 2026 (2968 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C••••• I••••••••• A••••••• L•• to I••••••••• F•••••••• G••••• L••left Feb 2, 2012, registered Jan 31, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address