RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S•••• M••••••
- M•• A•••••••• L•• state registered currentsince Jan 15, 2026 · Dallas, Tx
- M•• A•••••••• L•• state registeredFeb 13, 2020 to Dec 31, 2025 · Dallas, Tx
- M•• A•••••••• L•• state registeredApr 6, 2017 to Dec 31, 2019 · Dallas, Tx
- M•• A•••••••• L•• state registeredMar 23, 2016 to Dec 31, 2016 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 8, 2015 to Dec 31, 2015 · Fort Worth, Tx
- H•••••• T••••••• • K•••• L•• independent RIAApr 12, 2013 to Jan 22, 2015 · Addison, Tx
- P•••• S••••••••• L•• no RAUMJun 21, 2011 to Dec 20, 2012 · Plano, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 20, 2009 to Apr 14, 2011 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• to M•• A•••••••• L••left Dec 31, 2015, registered Mar 23, 2016 (83 days) · Other
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Jan 22, 2015, registered Apr 8, 2015 (76 days) · Other
- P•••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left Dec 20, 2012, registered Apr 12, 2013 (113 days) · Other
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Apr 14, 2011, registered Jun 21, 2011 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address