RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••••
- O•••• W•••••• I••• BD affiliated currentsince May 1, 2025 · Ypsilanti, Mi
- P•• W••••• M••••••••• BD affiliatedDec 9, 2022 to Apr 30, 2025 · Ypsilanti, Mi
- L•• F•••••••• L•• BD affiliatedApr 28, 2021 to Dec 8, 2022 · Superior Twp, Mi
- S•• BD affiliatedAug 28, 2017 to Apr 16, 2021 · Ann Arbor, Mi
- R•••••• W••••• independent RIAJul 31, 2015 to Aug 29, 2017 · Ann Arbor, Mi
- S•• BD affiliatedFeb 1, 2012 to Jul 10, 2015 · Ann Arbor, Mi
- P•• W••••• M••••••••• to O•••• W•••••• I•••left Apr 30, 2025, registered May 1, 2025 (1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Dec 8, 2022, registered Dec 9, 2022 (1 days) · RIA to affiliated broker-dealer or bank
- S•• to L•• F•••••••• L••left Apr 16, 2021, registered Apr 28, 2021 (12 days) · Affiliated broker-dealer or bank to another
- R•••••• W••••• to S••left Aug 29, 2017, registered Aug 28, 2017 (-1 days) · Other
- S•• to R•••••• W•••••left Jul 10, 2015, registered Jul 31, 2015 (21 days) · Other
- B•••• J•••••• left P•• W••••• M••••••••• for O•••• W•••••• I••• (registered 2025-05-01)Apr 30, 2025 · Advisor changed firm · fact
- B•••• J•••••• left L•• F•••••••• L•• for P•• W••••• M••••••••• (registered 2022-12-09)Dec 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address