DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Dan Miller
At current firm
1 y
since Jul 21, 2025
In the industry
18 y
since Sep 5, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jul 21, 2025 · Bethesda, Md
- Hartford Funds asset managerAug 3, 2023 to Jul 18, 2025 · Wayne, Pa
- Amundi Asset Management US, Inc. formerJan 4, 2021 to Jul 24, 2023 · Boston, Ma
- Amundi Pioneer Institutional Asset Management, Inc. formerMay 12, 2015 to Dec 31, 2020 · Boston, Ma
- Hartford Funds asset managerJan 23, 2015 to May 6, 2015 · Wayne, Pa
- Hartford Funds asset managerApr 25, 2014 to Dec 31, 2014 · Wayne, Pa
- Securities America Advisors, Inc. formerSep 5, 2008 to Feb 19, 2009 · Mount Holly, Nj
Moves
a registration end followed by a registration begin elsewhere
- Hartford Funds to Morgan Stanleyleft Jul 18, 2025, registered Jul 21, 2025 (3 days) · Other
- Amundi Asset Management US, Inc. to Hartford Fundsleft Jul 24, 2023, registered Aug 3, 2023 (10 days) · Other
- Amundi Pioneer Institutional Asset Management, Inc. to Amundi Asset Management US, Inc.left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- Hartford Funds to Amundi Pioneer Institutional Asset Management, Inc.left May 6, 2015, registered May 12, 2015 (6 days) · Other
- Securities America Advisors, Inc. to Hartford Fundsleft Feb 19, 2009, registered Apr 25, 2014 (1891 days) · Other
Signals
- Daniel Miller left Hartford Funds for Morgan Stanley (registered 2025-07-21)Jul 18, 2025 · Advisor changed firm · fact
- Daniel Miller left Amundi Asset Management Us, Inc. for Hartford Funds (registered 2023-08-03)Jul 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address