DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
N••••• K•••••• D•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N••• D••••••••• K• D•••••••
At current firm
3 y
since May 11, 2023
In the industry
19 y
since Sep 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 11, 2023 · Raleigh, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDMay 22, 2015 to May 15, 2023 · Concord, Nh
- A•••••• A••••••• S••••••• formerMar 17, 2008 to May 29, 2015 · Concord, Nh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2023, registered May 11, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• A••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••left May 29, 2015, registered May 22, 2015 (-7 days) · Other · moved with a team
Signals
- ••• LockedMay 15, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address