DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Karl
Feed of 09/14/2026
Also filed as Joseph Michael Karl
At current firm
13 y
since Oct 31, 2012
In the industry
18 y
since May 14, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Provenance Wealth Advisors independent RIA currentsince Oct 31, 2012 · Fort Lauderdale, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 11, 2013 to Aug 25, 2023 · Fort Lauderdale, Fl
- Walnut Street Securities, Inc. formerAug 31, 2012 to Sep 3, 2013 · Fort Lauderdale, Fl
- Osaic Fa, Inc. formerNov 24, 2008 to Jan 31, 2012 · Cincinnati, Oh
- MML Investors Services, LLC BD affiliatedMay 14, 2008 to Nov 21, 2008 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to no registered destinationleft Aug 25, 2023 · Departure, no registered destination
- Walnut Street Securities, Inc. to Provenance Wealth Advisorsleft Sep 3, 2013, registered Oct 31, 2012 (-307 days) · Other
- Osaic Fa, Inc. to Walnut Street Securities, Inc.left Jan 31, 2012, registered Aug 31, 2012 (213 days) · Other
- MML Investors Services, LLC to Osaic Fa, Inc.left Nov 21, 2008, registered Nov 24, 2008 (3 days) · Other
Signals
- Joseph Karl no longer registered at Raymond James Financial Services Advisors, Inc; no later IA registration on IAPDAug 25, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address