RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• K••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jun 24, 2026 · Flushing, Ny
- L•• E••••••••• L•• BD affiliatedFeb 24, 2025 to Feb 13, 2026 · Brooklyn, Ny
- E•••••••• A•••••••• L•• national BDJun 29, 2023 to Sep 30, 2024 · New York, Ny
- L•• E••••••••• L•• to P••• A••••• S••••••••• L••left Feb 13, 2026, registered Jun 24, 2026 (131 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to L•• E••••••••• L••left Sep 30, 2024, registered Feb 24, 2025 (147 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T••••••• K•••••• left L•• E••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2026-06-24)Feb 13, 2026 · Advisor changed firm · fact
- T••••••• K•••••• left E•••••••• A•••••••• L•• for L•• E••••••••• L•• (registered 2025-02-24)Sep 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address