RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H• K•••••
- I••••••••• A••••••• G•••• independent RIA currentsince Jul 9, 2008 · Lexington, Ma
- I••••••••• A••••••• G••••• L•• unclassifiedJul 10, 2012 to Oct 30, 2012 · Lexington, Ma
- U••• F•••••••• A••••••• formerApr 10, 2008 to Jul 8, 2008 · Arlington, Ma
- I••••••••• A••••••• G••••• L•• to no registered destinationleft Oct 30, 2012 · Departure, no registered destination
- U••• F•••••••• A••••••• to I••••••••• A••••••• G••••left Jul 8, 2008, registered Jul 9, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address