RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R• F••••
- C••••••••• W•••••• L•• independent RIA currentsince Oct 26, 2020 · Loveland, Co
- P••••••••• A••••••• S••••••• L•• formerJun 17, 2011 to Nov 5, 2020 · Loveland, Co
- H•••••• A••••••• S•••••••• I••• independent RIAFeb 27, 2008 to May 20, 2011 · Loveland, Co
- P••••••••• A••••••• S••••••• L•• to C••••••••• W•••••• L••left Nov 5, 2020, registered Oct 26, 2020 (-10 days) · corporate re-registration, not a move
- H•••••• A••••••• S•••••••• I••• to P••••••••• A••••••• S••••••• L••left May 20, 2011, registered Jun 17, 2011 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address