RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M••••••• H••••••••
- T•• A•••••••• G•••• BD affiliated currentsince Apr 18, 2023 · Denver, Co
- C•• S••••••••• L•• formerJan 7, 2013 to Oct 21, 2021 · Denver, Co
- S••••••• F•••••••• S•••••••• I••• formerSep 30, 2010 to Apr 19, 2023 · Denver, Co
- S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••left Apr 19, 2023, registered Jan 7, 2013 (-3754 days) · Other
- C•• S••••••••• L•• to T•• A•••••••• G••••left Oct 21, 2021, registered Apr 18, 2023 (544 days) · Affiliated broker-dealer or bank to another
- C•••••• M••••••• H•••••••• left S••••••• F•••••••• S•••••••• I••• for C•• S••••••••• L•• (registered 2013-01-07)Apr 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address