DFX Intelligence
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Registered advisor
R••••• J••••• K•••
Feed of 09/14/2026
Also filed as R••••• J••••• K•••
At current firm
9 y
since Jun 1, 2017
In the industry
18 y
since May 27, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••••• F•••••••• P••••••• A••••••• no RAUM currentsince Mar 10, 2026 · Pittsburgh, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 1, 2017 · Pittsburgh, Pa
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJan 2, 2009 to Jun 5, 2017 · Pittsburgh, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDMay 28, 2008 to Sep 11, 2008 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 5, 2017, registered Jun 1, 2017 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Sep 11, 2008, registered Jan 2, 2009 (113 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address