C•••••••• S•••••• B••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Aug 7, 2020 · Pittsburgh - South Hills, Pa
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Aug 11, 2020 · Upper St. Clair, Pa
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 23, 2008 to Jun 1, 2009 · Upper St. Clair, Pa

• M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
  left Aug 11, 2020, registered Aug 7, 2020 (-4 days) · Wirehouse to independent RIA · moved with a team
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address