DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• M•••• H•••••

W•••• F•••• A•••••••wirehouseLouisville, Kydual registrantIAPD 5487089

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as C•••••••• M. Patten

At current firm

1 y

since Jun 16, 2025

In the industry

17 y

since Apr 9, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 16, 2025 · Louisville, Ky
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 5, 2020 to May 15, 2025 · Louisville, Ky
R••••• W• B•••• • C•• I••••••••• mixed wealth
Oct 18, 2019 to Oct 30, 2020 · Louisville, Ky
J••••• H•••••••• W••• L••••• L•• former
Mar 26, 2015 to Oct 18, 2019 · Louisville, Ky
J••••• H•••••••• W••• L••••• L•• former
Apr 13, 2009 to Mar 21, 2013 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••
left May 15, 2025, registered Jun 16, 2025 (32 days) · Other
R••••• W• B•••• • C•• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Oct 30, 2020, registered Nov 5, 2020 (6 days) · Other
J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move

Signals

C•••••••• M•••• H••••• left N••••••••• M••••• I••••••••• S••••••••• for W•••• F•••• A••••••• (registered 2025-06-16)
May 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address