B••••••• D•••• H•••••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Apr 28, 2022 · Richmond, Va
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Apr 28, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Oct 30, 2014 to Feb 17, 2021 · Richmond, Va
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jun 12, 2008 to Oct 31, 2014 · Richmond, Va

• T••••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Apr 28, 2022, registered Apr 28, 2022 (0 days) · Affiliated broker-dealer or bank to another
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••
  left Oct 31, 2014, registered Oct 30, 2014 (-1 days) · Other

• B••••••• D•••• H••••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2022-04-28)
  Apr 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address