RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• C••••••
- W•••••• A•••••••• L•• independent RIA currentsince Apr 24, 2025 · Sarasota, Fl
- F•••••••• W••••• A•••••••• L•• formerJul 2, 2014 to Jul 16, 2025 · Sarasota, Fl
- P•• W••••• M••••••••• BD affiliatedDec 21, 2010 to Feb 15, 2012 · Columbus, Oh
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 31, 2009 · Palm Beach Gardens, Fl
- N•••••• I••••••••• I••• unclassifiedJun 17, 2008 to Nov 13, 2009 · West Palm Beach, Fl
- F•••••••• W••••• A•••••••• L•• to W•••••• A•••••••• L••left Jul 16, 2025, registered Apr 24, 2025 (-83 days) · RIA to RIA
- P•• W••••• M••••••••• to F•••••••• W••••• A•••••••• L••left Feb 15, 2012, registered Jul 2, 2014 (868 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- R••••• S•••• C•••••• left F•••••••• W••••• A•••••••• L•• for W•••••• A•••••••• L•• (registered 2025-04-24)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address