DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marisol R O'Neil

MML Investors Services, LLCBD affiliatedBakersfield, Cadual registrantIAPD 5490836

Feed of 09/14/2026

Also filed as Marisol Renee Ibarra

At current firm

0 y

since Aug 5, 2026

In the industry

17 y

since Feb 26, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Aug 5, 2026 · Bakersfield, Ca
Charles Schwab & Co., Inc. national BD
Apr 7, 2011 to Jul 10, 2026 · Bakersfield, Ca
Chase Investment Services Corp. former
Nov 3, 2009 to Mar 23, 2011 · Bakersfield, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Oct 19, 2009 · Bakersfield, Ca
Morgan Stanley & Co. LLC unclassified
Feb 27, 2009 to Jun 1, 2009 · Bakersfield, Ca

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to MML Investors Services, LLC
left Jul 10, 2026, registered Aug 5, 2026 (26 days) · Affiliated broker-dealer or bank to another
Chase Investment Services Corp. to Charles Schwab & Co., Inc.
left Mar 23, 2011, registered Apr 7, 2011 (15 days) · Other
Morgan Stanley to Chase Investment Services Corp.
left Oct 19, 2009, registered Nov 3, 2009 (15 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Marisol R O'Neil left Charles Schwab & Co., Inc. for Mml Investors Services, Llc (registered 2026-08-05)
Jul 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address