DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Amber Goetz
Feed of 09/14/2026
Also filed as Amber Renee Goetz
At current firm
2 y
since May 1, 2024
In the industry
10 y
since Dec 21, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince May 1, 2024 · Aledo, Tx
- Prospera Financial Services, Inc. BD affiliatedFeb 9, 2022 to Dec 5, 2023 · Dallas, Tx
- Lion Street Advisors, LLC formerJul 25, 2017 to Jan 24, 2022 · Austin, Tx
- Wfg Advisors, LP formerMar 30, 2016 to Sep 7, 2016 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Prospera Financial Services, Inc. to First Command Advisory Servicesleft Dec 5, 2023, registered May 1, 2024 (148 days) · Affiliated broker-dealer or bank to another
- Lion Street Advisors, LLC to Prospera Financial Services, Inc.left Jan 24, 2022, registered Feb 9, 2022 (16 days) · Affiliated broker-dealer or bank to independent RIA
- Wfg Advisors, LP to Lion Street Advisors, LLCleft Sep 7, 2016, registered Jul 25, 2017 (321 days) · Other
Signals
- Amber Goetz left Prospera Financial Services, Inc. for First Command Advisory Services (registered 2024-05-01)Dec 5, 2023 · Advisor changed firm · fact
- Amber Goetz left Lion Street Advisors, Llc for Prospera Financial Services, Inc. (registered 2022-02-09)Jan 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address