DFX Intelligence
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Registered advisor
J•••• J••••• V••••
Feed of 09/15/2026
Also filed as J•••• J••••• V••••••••• V••••••••• V••••
At current firm
2 y
since Aug 19, 2024
In the industry
18 y
since Apr 5, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2024 · St. Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 5, 2017 to Aug 21, 2024 · Mount Pleasant, Sc
- W•••• F•••• A••••••• wirehouseJul 7, 2014 to Aug 5, 2016 · Denver, Co
- W•••• F•••• A••••••• wirehouseFeb 21, 2012 to Sep 20, 2012 · Boulder, Co
- W•••• F•••• I••••••••• L•• unclassifiedApr 7, 2008 to Mar 30, 2010 · Westminster, Co
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 21, 2024, registered Aug 19, 2024 (-2 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 5, 2016, registered May 5, 2017 (273 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Mar 30, 2010, registered Feb 21, 2012 (693 days) · Other
Signals
- ••• LockedAug 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address